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COMPLIANCE INFORMER
Live/Registered
REGISTERED

on 23 Jan 2018

Last Applicant/ Owned by

103 BRADFORD ROAD

WEXFORD

PA

15090

Serial Number

87494976 filed on 19th Jun 2017

Registration Number

5385095 registered on 23rd Jan 2018

in the Principal Register

Correspondent Address

Scott E. Benfield

Haynes and Boone, LLP

Haynes and Boone, LLP - IP Section

2323 Victory Avenue, Suite 700

Dallas TX 75219

Filing Basis

1. use application currently

Disclaimer

"COMPLIANCE"

COMPLIANCE INFORMER

Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers The mark consists of the blue wording "COMPLIANCE INFORMER" in all caps, with the letter, "C" in "COMPLIANCE" and the letter "I" in "INFORMER" larger than the other letters, printed to the left of a stylized compass consisting of a yellow outer circle, with a white inner circle, and aRead More

Classification Information


Class [045]
Personal & Legal & Social Services


Regulatory compliance consulting in the field of registered investment advisers, private funds and broker/dealers


First Use Date in General

03rd Nov 2016

First Use Date in Commerce

04th Nov 2016

Mark Details


Serial Number

No 87494976

Mark Type

No Service Mark

Attorney Docket Number

No 58055.38US01

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Design Code(s)

01.01.05 -

Stars with seven or more points

17.07.05 -

Directional compasses, including mariner's compasses and compass points\r

26.01.02 -

Plain single line circles

Description of Design Search

The mark consists of the blue wording "COMPLIANCE INFORMER" in all caps, with the letter, "C" in "COMPLIANCE" and the letter "I" in "INFORMER" larger than the other letters, printed to the left of a stylized compass consisting of a yellow outer circle, with a white inner circle, and a blue innermost circle, with a blue 8-point star in the center, with the north, south, east, and west points of the star intersecting the blue, white and yellow circles.

Legal History


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Status DateAction Taken
23rd Jan 2023COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
17th Aug 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
17th Aug 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
17th Aug 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
17th Aug 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
17th Aug 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
13th Oct 2021ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
30th Sep 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
30th Sep 2021ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
30th Sep 2021TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED